Upstox Securities Pvt. Ltd: SEBI Registration No. INZ000315837 | NSE TM Code: 13942 | BSE TM Code: 6155 | CDSL Registration Number: IN-DP-761-2024 | CIN: U65100DL2021PTC376860 | Compliance Officer: Mr. Kapil Jaikalyani. Telephone Number: (022) 24229920. Email ID: compliance@upstox.com | Registered Address: 809, New Delhi House, Barakhamba Road, Connaught Place, New Delhi – 110001 | RKSV Commodities India Pvt. Ltd: SEBI Registration Number: INZ000015837 | MCX TM Code: 46510 | CIN: U74900DL2009PTC189166 | Compliance Officer: Mr. Amit Lalan. Telephone Number: (022) 24229920. Email ID: Compliance@rksv.in | Registered Address: 807, New Delhi House, Barakhamba Road, Connaught Place, New Delhi – 110001. Correspondence Address: 30th Floor, Sunshine Tower, Senapati Bapat Marg, Dadar (West), Mumbai – 400013. For any complaint, please email complaints@upstox.com And complaints.mcx@upstox.com.
Procedure for filing complaint sebi score:Register on the Scores Portal. Mandatory details to lodge a complaint on Scores include: Name, PAN, Address, Mobile Number and E-mail ID. Benefits include effective communication and prompt redressal of complaints. Please make sure you read it carefully Risk Disclosure Document prescribed by SEBI, with us Terms of Use and Privacy Policy.
Upstox Securities Private Limited is a wholly owned subsidiary of RKSV Securities India Private Limited and RKSV Commodities India Private Limited is an associate of RKSV Securities India Private Limited.
Disclaimer: Investment in securities market is subject to market risks, read all relevant documents carefully before investing.
*Brokerage will not exceed the limit prescribed by SEBI.
Risk Disclosure on Derivatives –
- Nine out of 10 individual traders in the equity futures and options segment made net losses.
- Loss-making manufacturers reported an average net trade loss of close to ₹ 50,000
- In addition to net trading losses, loss-making manufacturers incurred an additional 28% of net trading losses as transaction costs.
- Those making net trading profits have to spend between 15% and 50% of such profits as transaction costs.
Mutual Funds: Top-rated funds do not offer any advice. Research data is powered by Morningstar. Please read the offer documents carefully before investing. Upstox will not accept any liability arising from your investments.
These are not exchange traded products, and the member is acting only as a distributor. All disputes in relation to distribution activity will not have access to the Exchange Investor Redressal Forum or arbitration mechanism.
Investors Note: As per NSE Circular dated July 6, 2022, BSE Circular dated July 6, 2022, MCX Circular dated July 11, 2022, investors are cautioned to desist from transactions in any scheme of unauthorized collective investment/portfolio management, token/guarantee/fixed returns/payments etc.
a) Sharing i) Trading credentials – login ID and password including OTP, ii) Trading strategies, iii) Position details.
b) Trading in leveraged products/options such as derivatives without proper understanding, which may lead to losses.
c) Writing/selling options based on tips or trading in option strategies, without basic knowledge and understanding of the product and its risks.
d) Dealing with unsolicited tips through platforms like WhatsApp, Telegram, Instagram, YouTube, Facebook, SMS, Call etc.
e) Trading in “options” based on recommendations of unauthorized/unregistered investment advisors and influential people.
Please read the advisory guidelines laid down for investors with reference to the Exchange’s circular dated August 27, 2021 regarding investor awareness and protection of client assets: Advisory Guidelines for Investors
Please read the advisory set out by the Exchange with reference to the circular dated January 14, 2022 regarding updating of mandatory KYC fields by March 31, 2022: KYC updation
Investors Note: Prevent unauthorized transactions in your Demat account by updating your mobile number with your Depository Participant. Receive alerts on your registered mobile number for debits and other important transactions in your Demat account directly from CDSL on the same day. Prevent unauthorized transactions in your trading account by updating your mobile number/email address with your stock brokers. Receive your transaction details directly from the exchange on your mobile/email at the end of the day. Issued in the interest of investors. KYC is a one-time process while transacting in the securities markets – once KYC is done through a SEBI-registered intermediary (broker, DP, mutual fund, etc.), you do not need to go through the same process again when you approach another intermediary. As a business, we do not give stock tips and have not authorized anyone to trade on behalf of others. If you find someone who claims to be part of Upstox or RKSV and offers such services, please send us an email here complaints@upstox.com And complaints.mcx@upstox.com.
Investors are not required to issue a check while subscribing to an IPO. Simply write the bank account number and sign the application form to authorize your bank to make payment in case of allotment. No worries about refund as the money will remain in the investor’s account. Stockbrokers can accept securities as margin only from their clients through pledge in the depository system from September 1, 2020.
Update your email ID and mobile number with your stockbroker/depository participant and receive an OTP directly from the depository on your registered email ID and/or mobile number to generate the pledge.
Check your securities/mutual funds/bonds in the Consolidated Account Statement (CAS) issued by NSDL/CDSL every month.
Investors note: SEBI has set up an Online Dispute Resolution Portal (ODR Portal) for resolution of disputes in the Indian securities market. This circular streamlines the existing dispute resolution mechanism, offering online conciliation and arbitration, thereby benefiting investors and listed companies. ODR Portal for Investors –
